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Description Date Docket #

Tides v. The Boeing Company

United States Ninth Circuit
Civil Procedure, Corporation & Enterprise Law, Corp. Governance, Media Law, Remedies, Securities Law, Civil Procedure
In a dispute involving the scope of the whistleblower provision of the Sarbanes-Oxley Act, 18 U.S.C. section 1514A(a)(1), summary judgment in favor of...
05/03/2011 10-35238

Hellum v. Breyer

California Court of Appeal
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a dispute arising from an action alleging state and federal securities fraud pursuant to Corp. Code section 255042 and 15 U.S.C section 77o,...
05/02/2011 A127660

New Mexico State Investment Co. v. Ernst & Young LLP

United States Ninth Circuit
Civil Procedure, Corp. Governance, Securities Law
In a dispute stemming from a securities class action complaint against a former client of defendant, judgment by district court granting defendant...
04/14/2011 09-55632

In Re: Parmalat Securities Litigation

United States Second Circuit
Banking Law, Bankruptcy Law, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Remedies, Securities Law
In consolidated cases arising from the financial collapse of Parmalat Finanziaria, judgment of the district court denying motions for remand and...
04/08/2011 09-4302

Strom v. US

United States Ninth Circuit
Tax Law, Administrative Law, Securities Law
In a tax dispute involving when a taxpayer can postpone calculation of nonstatutory stock options as income attributable to her option exercises, 26...
04/06/2011 09-35175

In Re: DVI, Inc. Securities Litig.

United States Third Circuit
Civil Procedure, Class Actions, Securities Law
In a section 10(b) and Rule 10b-5 class action securities litigation, district court grant of motion for class certification is affirmed where the...
03/29/2011 08-8033, 08-8045

Matrixx Initiatives, Inc. v. Siracusano

United States Supreme Court
Class Actions, Securities Law
In a securities fraud dispute involving the applicable standard for a claim under section10(b) and Rule 10b–5, appeals court judgment that district...
03/22/2011 09–1156

ANIMA S.G.R.p.A. v. Gozani

United States First Circuit
Civil Procedure, Corp. Governance, Securities Law
In an action alleging securities fraud under sections 10(b)(5) and 20(a) of the Securities Exchange Act, Rule 12(b)(6) dismissal by district court is...
03/18/2011 10-1048

Firstbank Puerto Rico, Inc. v. La Vida Merger Sub, Inc.

United States First Circuit
Civil Procedure, Corp. Governance, Securities Law
In a securities action alleging Section 10(b) and Rule 10(b)(5) violations two years after alleged violations occurred, dismissal by district court is...
03/16/2011 10-1585

Katyle v. Penn National Gaming, Inc.

United States Fourth Circuit
Civil Procedure, Class Actions, Corp. Governance, Securities Law
In a securities fraud action alleging section 10(b) violations, dismissal by district court is affirmed where court did not abuse its discretion in...
03/14/2011 09-2272

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