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Page 38 of 174 Showing Result 371 - 380 of 1736
Description Date Docket #

In Re: Boston Scientific Corp. Securities Litigation

United States First Circuit
Class Actions, Securities Law
In a class action on behalf of a proposed class of shareholders of a large publicly traded company that makes and sells medical devices, alleging...
07/12/2012 11-2250

Altman v. US Securities and Exchange Commission

United States Second Circuit
Administrative Law, Civil Procedure, Ethics & Disciplinary Code, Ethics & Professional Responsibility, Remedies, Securities Law
In an appeal of a debarment order brought by an attorney admitted to practice in New York, seeking injunctive relief in the form of an order staying...
06/12/2012 11-2074

Automotive Industries Pension Fund v. Textron, Inc.

United States First Circuit
Class Actions, Securities Law
In a securities fraud class action against an aircraft company and several of its senior officers for misleading public statements related to the...
06/07/2012 11-2106

Analytical Surveys, Inc. v. Tonga Partners, L.P.

United States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In an appeal of a judgment of liability for profits earned in short-swing insider trading prohibited by section 16(b) of the Securities Exchange Act,...
06/04/2012 09-2622

Panther Partners Inc. v. Ikanos Communications, Inc.

United States Second Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a case alleging violations of sections 11, 12(a)(2), and 15 of the Securities Act of 1933, an order denying leave to amend the complaint is...
05/25/2012 11-63

SEC v. Jasper

United States Ninth Circuit
Corp. Governance, Corporation & Enterprise Law, Evidence, Remedies, Sanctions, Securities Law
In an SEC civil enforcement action against the CFO of a publicly traded company who had illegally backdated employee stock options, the district...
05/15/2012 10-17064

City of Omaha Civilian Employees’ Retirement. System. v. CBS Corp.

United States Second Circuit
Media Law, Securities Law, White Collar Crime
In a securities fraud suit alleging that the defendants' statements about a company's goodwill and its general financial condition were knowingly or...
05/10/2012 11-2575

Sullivan v. Harnisch

Court of Appeals of New York
Labor & Employment Law, Securities Law
In a state common-law suit by a hedge fund's compliance officer claiming that he was fired because he spoke out about manipulative and deceptive...
05/08/2012 82

US v. Zangari

United States Second Circuit
Securities Law, White Collar Crime, Criminal Law & Procedure, Sentencing
In a prosecution of a securities broker for conspiracy to violate the Travel Act, which resulted in a conviction and sentence that included a...
04/18/2012 10-4546

Absolute Activist Value Master Fund Ltd v. Ficeto

United States Second Circuit
International Law, Securities Law
In a suit by nine Cayman Islands hedge funds alleging fraudulent trading of securities by their investment managers, the district court's judgment is:...
04/13/2012 11-0221

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