all - Opinion Summaries
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Showing Result 21 - 30 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. PatelUnited States Seventh Circuit
Securities Law, Sentencing, Criminal Law & ProcedureAffirmed a financial executive's sentence for wire fraud. He had helped sell millions of dollars in fraudulent loans to an investment adviser. |
04/16/2019 | 18‐1685 |
Fasano v. YuUnited States Second Circuit
Securities Law, Civil ProcedureRevived a shareholder lawsuit against a China-based company. Held that the district court erred in analyzing a forum non conveniens issue. Vacated a... |
04/12/2019 | 18‐100‐cv |
FIH, LLC v. Foundation Capital Partners LLCUnited States Second Circuit
Securities LawRevived an investor's federal securities law claims against the general partner of a private equity fund. The investor claimed that the general... |
04/01/2019 | 18-357-cv |
Farmers and Merchants Trust Co. v. VanetikCalifornia Court of Appeal
Securities Law, Oil and Gas LawUpheld a jury's finding that an investor was defrauded by an oil exploration company, which used his investment only to pay off preexisting debts.... |
03/27/2019 | G053688 |
Lorenzo v. SECUnited States Supreme Court
Securities LawIn a securities law case, held that someone who is directed by a boss to make a misstatement may potentially be liable for it. A senior-level... |
03/27/2019 | 17–1077 |
Metropolitan Life Insurance Co. v. BucsekUnited States Second Circuit
Securities Law, Insurance Law, Dispute Resolution & ArbitrationHeld that an insurance company did not have to arbitrate a former employee's claims before the Financial Industry Regulatory Authority (FINRA), an... |
03/22/2019 | 17‐881 |
Kaplan v. Reed Smith LLPUnited States Second Circuit
Securities Law, Class Actions, Attorney's FeesAddressed a fee dispute between two law firms that had served as co‐class counsel in a securities class action. Affirmed an order enjoining a state... |
03/19/2019 | 17‐4067‐cv |
Singh v. Cigna Corp.United States Second Circuit
Securities LawAffirmed the dismissal of a securities fraud class action complaint. Held that no reasonable investor would have relied on a company's generic... |
03/05/2019 | 17‐3484‐cv |
SEC v. RajaratnamUnited States Second Circuit
Securities LawAffirmed that a man who engaged in insider trading must pay a $93 million civil penalty. The managing partner of a multi-billion dollar group of hedge... |
03/05/2019 | 11-5124-cv |
Levy v. BASF Metals, Ltd.United States Second Circuit
Securities LawHeld that an investor's Commodities Exchange Act claims were time-barred. The claims accrued when she discovered her injury in 2008, not when she... |
02/28/2019 | 17‐3823 |
Results 21 to 30 of 1736