all - Opinion Summaries
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Showing Result 271 - 280 of 1736
| Description | Date | Docket # |
|---|---|---|
Martin v. US Securities and Exchange CommissionUnited States Second Circuit
Class Actions, Constitutional Law, Securities LawThe order of the Securities and Exchange Commission authorizing disbursement to the United States Treasury of money remaining in Fair Funds, which had... |
10/30/2013 | 11-3011 |
US v. JiauUnited States Second Circuit
Criminal Law & Procedure, Evidence, Securities Law, White Collar CrimeDefendant's conviction for conspiracy and insider trading is affirmed, where: 1) telephone conversations with a co-conspirator, which were recorded in... |
10/23/2013 | 11-4167 |
Belzberg v. Verus Investments Holdings, IncCourt of Appeals of New York
Contracts, Dispute Resolution & Arbitration, Securities Law, Tax LawIn an arbitration proceeding against defendant for unpaid taxes before the Financial Industry Regulatory Authority pursuant to an agreement between... |
10/17/2013 | 149 |
US v. LaurientiUnited States Ninth Circuit
Criminal Law & Procedure, Sentencing, Securities Law, White Collar CrimeDefendant's sentence for conspiracy to commit securities fraud and securities fraud by use of manipulative and deceptive devices is affirmed, where:... |
09/30/2013 | 11-50294 |
In re Amaranth Natural Gas Commodities LitigationUnited States Second Circuit
Antitrust & Trade Regulation, Civil Procedure, Commercial Law, Oil and Gas Law, Securities LawThe district court's orders dismissing plaintiff-traders claim against defendants for aiding and abetting commodities manipulation in violation of the... |
09/23/2013 | 12-2075 |
Nuveen Municipal High Income Opportunity Fund v. City of AlamedaUnited States Ninth Circuit
Government Law, Securities LawSummary judgment for defendant-city in a securities fraud action brought by plaintiffs, purchasers of municipal bonds offered by defendant-city to... |
09/19/2013 | 11-17391 |
Pension Trust Fund for Operating Engineers v. Mortgage Asset Securitization Transactions, Inc.United States Third Circuit
Civil Procedure, Sanctions, Securities LawThe district court's orders dismissing plaintiffs' amended and second amended complaints, which alleged violations of the Securities Act of 1933, are... |
09/17/2013 | 12-3454 |
Trezziova v. KohnUnited States Second Circuit
Banking Law, Class Actions, Consumer Protection Law, Injury & Tort Law, Securities LawDismissal of plaintiffs' state law claims against defendant-banks alleging that various foreign investment vehicles secretly funneled investors'... |
09/16/2013 | 12‐156 |
SEC v. CMKM Diamonds, Inc.United States Ninth Circuit
Securities LawThe district court's orders in a civil enforcement action brought by the Securities and Exchange Commission against numerous defendants allegedly... |
09/10/2013 | 11-17021 |
US v. VilarUnited States Second Circuit
Criminal Law & Procedure, Sentencing, Securities LawDefendants' convictions for lying to clients about the nature and quality of certain investments are affirmed, but remanded for resentencing, where:... |
08/30/2013 | 10-521 |
Results 271 to 280 of 1736