all - Opinion Summaries
Page 27 of 174
Showing Result 261 - 270 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. DeMizioUnited States Second Circuit
Criminal Law & Procedure, Evidence, Securities Law, White Collar CrimeDefendant's conviction of conspiracy to commit honest-services wire fraud and securities fraud, and making a materially false statement, is affirmed,... |
01/28/2014 | 12-1293 |
Steginsky v. Xcelera Inc.United States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities LawDismissal of plaintiff-former minority shareholder's securities fraud claims alleging that defendant-insiders purchased stock by making a tender offer... |
01/27/2014 | 13-1327 |
World Trade Financial Corp. v. SECUnited States Ninth Circuit
Administrative Law, Sanctions, Securities LawA petition for review of the Securities and Exchange Commission's Order upholding a variety of fines and sanctions against petitioners for violating... |
01/16/2014 | 12-70681 |
In Re: Bernard L. Madoff Investment Securities LLCUnited States Second Circuit
Bankruptcy Law, Constitutional Law, Injury & Tort Law, Securities Law, White Collar CrimeThe bankruptcy court's permanent injunction, enjoining state law tort actions brought by plaintiffs, two of Madoff's defrauded "investors," against... |
01/13/2014 | 12-1645 |
US v. SimmonsUnited States Fourth Circuit
Criminal Law & Procedure, Sentencing, Securities Law, White Collar CrimeDefendant's convictions and sentence for one count of securities fraud, one count of wire fraud, and two counts of money laundering, are: 1) affirmed... |
12/11/2013 | 12-4469 |
Western Reserve Life Assurance v. ADM Associates, LLCUnited States First Circuit
Contracts, Injury & Tort Law, Insurance Law, Securities LawThe following questions are certified to the Rhode Island Supreme Court: 1) if the owner and beneficiary of an annuity with a death benefit is a... |
12/11/2013 | 12-2208 |
SEC v. RazmilovicUnited States Second Circuit
Civil Procedure, Sanctions, Securities LawIn an SEC civil enforcement action, judgment entering default against defendant for noncompliance with an order to appear for his deposition in the... |
11/26/2013 | 12-357 |
Rahman v. Kid Brands, Inc.United States Third Circuit
Civil Procedure, Class Actions, Securities LawDismissal of a federal securities class action alleging that defendants misled investors by artificially inflating defendant's stock price by issuing... |
11/15/2013 | 12-4257 |
Diebold Foundation, Inc. v. Commissioner of Internal RevenueUnited States Second Circuit
Corporation & Enterprise Law, Property Law & Real Estate, Securities Law, Tax LawThe Tax Court's decision holding that petitioner could not be held liable as a transferee of a transferee under 26 U.S.C. section 6901 is vacated and... |
11/14/2013 | 12-3225 |
CILP Associates, L.P. v. PriceWaterhouse Coopers LLPUnited States Second Circuit
Corporation & Enterprise Law, Injury & Tort Law, Professional Malpractice, Securities LawSummary judgment for defendant, the auditor of a collapsed hedge fund, on plaintiff's claims under Section 10(b) of the Securities Exchange Act of... |
11/08/2013 | 11‐4904 |
Results 261 to 270 of 1736