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Description Date Docket #

US v. Georgiou

United States Third Circuit
Criminal Law & Procedure, International Law, Securities Law
Conviction of defendant for conspiracy, securities fraud, and wire fraud for his participation in planned manipulation of the markets of four publicly...
01/20/2015 10-4774

AP-Fonden v. Morgan Stanley

United States Second Circuit
Securities Law
In this putative securities fraud class action, plaintiff-investors allege that defendants made material misstatements and omissions in an effort to...
01/12/2015 13-0627-cv

Retirement Bd. of the Policeman's Annuity and Benefit Fund of the City of Chicago

United States Second Circuit
Probate, Trusts & Estates, Securities Law
In this case involving residential mortgage-backed securities (RMBS) trusts, the district court's order dismissing plaintiffs' claims due to lack of...
12/23/2014 13‐1776

OPERF v. Apollo Group

United States Ninth Circuit
Class Actions, Securities Law
In this consolidated class action, plaintiffs allege that defendants made false and misleading statements regarding defendant Apollo's enrollment and...
12/16/2014 12-16624

Feresi v. The Livery

California Court of Appeal
Commercial Law, Securities Law
In this case involving conflicting security interests held by two persons, one (the plaintiff) with an unperfected security interest that was created...
12/16/2014 B248607

US v. Newman and Chiasson

United States Second Circuit
Criminal Law & Procedure, Securities Law
Conviction of defendants for insider trading and conspiracy to commit insider trading is reversed and remanded with instructions to dismiss the...
12/10/2014 13‐1837

In re: Bernard L. Madoff Investment Securities

United States Second Circuit
Bankruptcy Law, Securities Law
In this case, the trustee for debtor Bernard L. Madoff Investment Securities (BLMIS), in an attempt to recover or "clawback" money paid out by BLMIS,...
12/08/2014 12-2557

Overstock.com, Inc. v. Goldman Sachs

California Court of Appeal
Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In this cross-state securities fraud case involving a nationally-listed stock, plaintiffs allege that defendant securities firms violated California...
11/13/2014 A135682

Manning v. Merrill Lynch Pierce Fenner & Smith

United States Third Circuit
Civil Procedure, Securities Law
In this case involving alleged manipulation of the price of a stock by defendant via short sales, denial of plaintiffs' motion to remand the case to...
11/10/2014 13-3693

In re Bank of America

United States Second Circuit
Securities Law, Class Actions, Remedies
In this class action case involving alleged violations of the Securities Act and the Securities Exchange Act, the district court approved a final...
11/05/2014 13-1573

Results 201 to 210 of 1736

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