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Description Date Docket #

Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund

United States Supreme Court
Securities Law
In this securities action, petitioner Omnicare, a pharmacy services company, filed a registration statement in connection with a public offering of...
03/24/2015 13-435

Zak v. Chelsea Therapeutics International

United States Fourth Circuit
Civil Procedure, Class Actions, Drugs & Biotech, Securities Law
In this securities class action, plaintiff-shareholders brought suit against defendant Chelsea Therapeutics International and its corporate officers,...
03/16/2015 13-2370

Stryker v. Securities and Exchange Commission

United States Second Circuit
Remedies, Securities Law
In this case, petitioner sought a whistleblower award under Section 21 F of the Dodd-Frank Act (15 U.S.C. section 78u-6) based on information he...
03/11/2015 13-4404-ag

Northstar Financial Advisors, Inc. v. Schwab Investments

United States Ninth Circuit
Class Actions, Contracts, Securities Law
In this shareholder class action brought on behalf of investors who alleged that defendant-managers of a mutual fund failed to adhere to the fund's...
03/09/2015 11-17187

Carlyle Investment Management v. Monmouth Company SA

United States Third Circuit
Civil Procedure, Contracts, Securities Law
In this securities litigation, order remanding the case to Delaware Chancery Court pursuant to a forum selection clause in a 2006 contract between one...
02/25/2015 13-3526

Harrington v. EquiTrust Life Insurance Company

United States Ninth Circuit
Class Actions, Securities Law
In this putative class action alleging violations of federal and state law in the sale of annuities, summary judgment was granted in favor of...
02/24/2015 12-17119

In re Bernard L. Madoff Investment Securities LLC

United States Second Circuit
Bankruptcy Law, Securities Law
In this case, Claimant-appellants are former investors of Bernard L. Madoff Investment Securities LLC (BLMIS), and they request that the Trustee for...
02/20/2015 14‐97‐bk(L)

Fire and Police Pension Association of Colorado v. Abiomed, Inc.

United States First Circuit
Securities Law
In this securities fraud case, the district court dismissed the complaint on the ground that plaintiffs had not pleaded facts giving rise to a “cogent...
02/06/2015 14-1502

Sarnacki v. Golden

United States First Circuit
Class Actions, Corp. Governance, Corporation & Enterprise Law, Securities Law
In this shareholder derivate suit, plaintiff Sarnacki asserts Nevada state-law claim against Smith & Wesson's officers and directors, including breach...
02/04/2015 14-1414

Jones v. Southpeak Interactive Corporation of Delaware

United States Fourth Circuit
Corporation & Enterprise Law, Labor & Employment Law, Remedies, Securities Law
In this case, defendant video game publishing company fired plaintiff, its chief financial officer, after she raised concerns about a misstatement on...
01/26/2015 13-2399

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