all - Opinion Summaries
Page 173 of 174
Showing Result 1721 - 1730 of 1736
| Description | Date | Docket # |
|---|---|---|
AMERICAN BROADCASTING SYSTEMS, INC. v. NUGENTUnited States Ninth Circuit
Bankruptcy Law, Securities LawAn actual purchase or sale of securities is not necessary to trigger mandatory subordination under 11 USC 510(b). |
01/24/2001 | 98-17133 |
MEDIA SERV. GROUP, INC. v BAY CITIES COMMUNICATIONS, INC.United States Eleventh Circuit
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Securities LawFlorida law recognizes unjust enrichment as a cause of action by a broker for an oral contract to pay a brokerage fee, and no reversible error with... |
01/12/2001 | 99-15367 |
MERCURY AIR GROUP, INC. v. MANSOURUnited States Fifth Circuit
Securities LawMisstatements that would alter a reasonable investor's decision are not material misstatements in violation of Securities Regulation 10b-5 if the... |
01/11/2001 | 99-20787 |
ASPLUND v. SIFECalifornia Court of Appeal
Securities LawA broker-dealer of securities does not have a common law duty to supervise sales by its registered representatives of investments where the... |
01/10/2001 | A089432 |
EP MEDSYSTEMS v. ECHOCATHUnited States Third Circuit
Securities LawAllegation that defendant's CEO gave plaintiff's executives assurances with sales projections that, after lengthy negotiations, contracts with... |
12/28/2000 | 98-6461 |
GURARY v. ISSAC WINEHOUSEUnited States Second Circuit
Securities LawSecurities fraud claim based on plaintiff's purchase of stock after alleged deception at a price lower than market value is frivolous and defendant... |
12/19/2000 | 00-7151 |
IN RE: CENDANT CORP.United States Third Circuit
Civil Procedure, Securities LawDistrict Court abused its discretion in denying plaintiff's proof of claim mailed three days after the deadline in a securities fraud class action,... |
12/14/2000 | 00-5198 |
KONIKOFF v. THE PRUDENTIAL INC.United States Second Circuit
Communications Law, Corporation & Enterprise Law, Injury & Tort Law, Securities LawPublication of an outside investigator's report to shareholders and to the public at large does not permit liability unless the action is "grossly... |
12/08/2000 | 99-9185 |
COMMODITY TREND SERVICE INC. v. COMMODITY FUTURES TRADING COMM'NUnited States Seventh Circuit
Civil Procedure, Securities LawBusiness's advice on commodities markets to customers is subject to antifraud provisions of the Commodity Exchange Act, and not exempt under the First... |
12/06/2000 | 99-4142, 99-4143 & 00-3734 |
IN RE: CENDANT CORP.United States Third Circuit
Civil Procedure, Securities LawWhere District Court did not make clear its reasoning and application of the "excusable neglect" factors when considering late-filed proofs of claim... |
12/01/2000 | 00-1822 |
Results 1721 to 1730 of 1736