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Description Date Docket #

RONCONI v. LARKIN

United States Ninth Circuit
Securities Law
Under the Private Securities Litigation Reform Act, plaintiffs must show that principals were aware that overly optimistic claims were likely to be...
06/06/2001 98-15993

TRUNCELLITO v. SCHOLASTIC CORP.

United States Second Circuit
Securities Law
Plaintiffs' allegation that defendants knew, ignored, and permitted significantly increased book returns, while income that it declared in its...
06/01/2001 00-7517

HELWIG v. VENCOR, INC.

United States Sixth Circuit
Securities Law
Under the Private Securities Litigation Reform Act of 1995, plaintiffs' complaints need only create a "strong inference" that defendants projected...
05/31/2001 99-5153

LANDER v HARTFORD LIFE AND ANNUITY INS. CO.

United States Second Circuit
Securities Law
Variable annuities are "covered securities" as defined by Securities Litigation Uniform Standards Act of 1998, 15 USC 77p & 78bb(f), and preempt...
05/29/2001 00-7849

THE WHARF (HOLDINGS) LTD. v. UNITED INT'L HOLDINGS, INC.

United States Supreme Court
Securities Law
Secretly intending never to honor an oral grant of an option to buy stock violates section 10(b) of the Securities Exchange Act of 1934, which...
05/21/2001 00-347

MYERS v. MERRILL LYNCH & CO., INC.

United States Ninth Circuit
Securities Law
Federal securities law preempts general state law disclosure claim and appellant's argument on appeal regarding a narrow claim under state law does...
05/16/2001 99-17113

LEWIS v. FRESNE

United States Fifth Circuit
Civil Procedure, Securities Law
The Securities Act of 1933 does not apply to a private 90-day "bridge" loan, and a single telephone call is sufficient for specific jurisdiction,...
05/14/2001 99-20389

PECARSKY v. GALAXIWORLD.COM LTD.

United States Second Circuit
Civil Procedure, Class Actions, Securities Law
Because a corporation may not appear except through an attorney, defendant corporation's failure to obtain representation of an ongoing complex action...
05/10/2001 00-7287, 00-7295, 00-7655

GEFFON v. MICRION CORP.

United States First Circuit
Securities Law
Evidence that one corporate officer may have had a different interpretation of certain purchasing and accounting terminology than that used in the...
05/10/2001 00-1199

IN RE: CENDANT CORP. LITIGATION

United States Third Circuit
Class Actions, Securities Law
Where the restriction on sale of appellants' stock emanated solely from the quantity of shares they received as a result of the merger and not in any...
05/09/2001 00-2185

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