all - Opinion Summaries
Page 162 of 174
Showing Result 1611 - 1620 of 1736
| Description | Date | Docket # |
|---|---|---|
PINKER v. ROCHE HOLDINGS LTD.United States Third Circuit
Civil Procedure, Securities LawA Swiss corporation's sponsoring of American Depositary Receipts (ADRs) which are actively traded by American investors, and its misrepresentations to... |
05/30/2002 | 00-4318, 01-1562 |
IN RE: LAWRENCE V.United States Second Circuit
Bankruptcy Law, Civil Procedure, Securities LawSecurities claims based on insider trading should have been recharacterized as motions to vacate a bankruptcy judgment and reopen the proceedings... |
05/23/2002 | 00-5069, 00-5070, 01-7579 |
ABRAMS v. BAKER HUGHES INC.United States Fifth Circuit
Class Actions, Securities LawDismissal of a securities fraud class action claim, under sections 10(b) and 20(a) of the Exchange Act, was proper where plaintiffs failed to... |
05/21/2002 | 01-20514 |
MORSE v. MCWHORTERUnited States Sixth Circuit
Civil Procedure, Class Actions, Securities LawPost-judgment amendment of a complaint, by a proposed class of common stockholders for securities violations, is allowable where the non-movant would... |
05/20/2002 | 00-6478 |
ALLISON v. BANK-ONE DENVERUnited States Tenth Circuit
Banking Law, ERISA, Securities LawCourt issued multiple rulings on appeals and cross-appeals in connection with ERISA, federal securities law, and Colorado state claims against a bank,... |
05/15/2002 | 99-1465, 01-1208 |
PATENAUDE v. THE EQUITABLE LIFE ASSURANCE SOC'Y OF THE U.S.United States Ninth Circuit
Consumer Protection Law, Securities Law, Tax LawTax-deferred variable annuities are covered securities under the Securities Litigation Reform Act of 1998, and appellant is pre-empted from asserting... |
05/14/2002 | 00-56913 |
KPMG, LLP v. SEC. & EXCH. COMM'NUnited States DC Circuit
Corporation & Enterprise Law, Professional Malpractice, Securities LawIn numerous challenges to a cease-and-desist order entered by the SEC, appellant lacked fair notice of the SEC's interpretation of a rule on... |
05/14/2002 | 01-1131 |
ALCATEL PLAINTIFFS GROUP v. TCHURUKUnited States Fifth Circuit
Class Actions, Securities LawClaims in a putative class action, while surviving the heightened pleading standards required by the Private Securities Litigation Reform Act, failed... |
05/13/2002 | 01-40645 |
SEC. & EXCH. COMM'N v. LOEWENSONUnited States Second Circuit
Corporation & Enterprise Law, Injury & Tort Law, Remedies, Securities LawShares of stock transferred to a company that defrauded the transferor and other victims, can be included in the receivership estate of the defrauding... |
05/09/2002 | 00-6376 |
BAKER v. HEALTH MGMT. SYS., INC.Court of Appeals of New York
Attorney's Fees, Corporation & Enterprise Law, Securities LawEven where a corporate officer is successful in defense of an underlying action (here securities fraud), New York Business Corporation Law section... |
04/25/2002 | 2 No. 52 |
Results 1611 to 1620 of 1736