all - Opinion Summaries
Page 161 of 174
Showing Result 1601 - 1610 of 1736
| Description | Date | Docket # |
|---|---|---|
CAIOLA v. CITIBANK, N.A.United States Second Circuit
Corporation & Enterprise Law, Securities LawShares and options were purchased on investor's behalf, and cash-settled over-the-counter options are "securities" under the Securities Exchange Act... |
06/28/2002 | 01-7545 |
WOLFE v. MATTEL, INC.United States Ninth Circuit
Securities LawIn an action against officers and directors of a corporation, a shareholder did not suffer any damages under sections 11 or 12 of the Securities Act,... |
06/28/2002 | 01-56045 |
FRIERDICH v. MOTTAZUnited States Seventh Circuit
Bankruptcy Law, Securities LawWhen a bankruptcy debtor transferred shares of stock to his wife, with actual intent to defraud his creditors under 11 U.S.C. section 548, a... |
06/21/2002 | 01-4058 |
LEE v. ERNST & YOUNG, LLPUnited States Eighth Circuit
Corporation & Enterprise Law, Injury & Tort Law, Securities LawAftermarket purchasers of stock had standing to pursue a claim against an accountant/auditor, pursuant to Section 11 of the Securities Act, to the... |
06/18/2002 | 01-1369 |
STIFEL FIN. CORP. v. COCHRANSupreme Court of Delaware
Attorney's Fees, Corporation & Enterprise Law, Securities LawA corporate officer's claim for indemnification is a contract/statutory claim, governed by the three-year statute of limitations in Delaware Code... |
06/18/2002 | 548/549, 2001 |
SAITO v. MCKESSON HBOC, INC.Supreme Court of Delaware
Corporation & Enterprise Law, Securities LawWhen a stockholder's claim, under 8 Delaware Code section 220, is based on alleged corporate wrongdoing (assuming it is meritorious), the stockholder... |
06/14/2002 | 376, 2001 |
Riley v. Merrill LynchUnited States Eleventh Circuit
Civil Procedure, Constitutional Law, Securities LawDistrict court properly dismissed complaint for lack diversity jurisdiction on grounds the citizenship of trust fund members is determinative of the... |
06/07/2002 | 01-16150 |
Riley v. Merrill LynchUnited States Seventh Circuit
Civil Procedure, Constitutional Law, Securities LawDistrict court properly dismissed complaint for lack diversity jurisdiction on grounds the citizenship of trust fund members is determinative of the... |
06/07/2002 | 01-16150 |
RIESETT v. W.B. DONER & CO.United States Fourth Circuit
Civil Procedure, Contracts, Corporation & Enterprise Law, Labor & Employment Law, Securities LawIn a terminated employee's action as a shareholder of his former employer: 1) claim for enforcement of shareholder rights was released through a valid... |
06/06/2002 | 01-2307, 01-2339 |
SEC v. ZANDFORDUnited States Supreme Court
Securities LawA complaint for fraud and misappropriation of proceeds from securities transactions, against a broker in connection with management of an investment... |
06/03/2002 | 01-147 |
Results 1601 to 1610 of 1736