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Description Date Docket #

OXFORD ASSET MGMT., LTD. v. JAHARIS

United States Eleventh Circuit
Attorney's Fees, Securities Law
Claims under section 11 of the Securities Act of 1933 were properly dismissed where defendant had no duty to disclose relevant prescription data in a...
07/16/2002 99-11690, 00-13220

ROMINE v. ACXIOM CORP.

United States Eighth Circuit
Class Actions, Securities Law
A claim under section 11 of the Securities Act of 1933 was not actionable where the class failed to establish that the favorable quarterly financial...
07/15/2002 01-2096

DUDEK v. PRUDENTIAL SEC., INC.

United States Eighth Circuit
Securities Law
Tax-deferred annuities were securities covered by the Securities Litigation Uniform Standards Act of 1998, and claims concerning the marketing of the...
07/15/2002 01-2782

FRANZE v. EQUITABLE ASSURANCE

United States Eleventh Circuit
Class Actions, Insurance Law, Securities Law
Where documents would put a reasonable person on inquiry notice to investigate, insureds lacked standing, both individually and as class...
07/11/2002 01-11575

TSE v. VENTANA MED. SYS., INC.

United States Third Circuit
Corporation & Enterprise Law, Securities Law
A Rule 10b-5 securities claim was not actionable where plaintiffs relied on a wholly speculative "lost opportunity" theory of causation; a California...
07/11/2002 00-4287, 01-1066

CAIOLA v. CITIBANK, N.A.

United States Second Circuit
Corporation & Enterprise Law, Securities Law
Shares and options were purchased on investor's behalf, and cash-settled over-the-counter options are "securities" under the Securities Exchange Act...
07/10/2002 01-7545

HALPERIN v EBANKER USA.COM INC.

United States Second Circuit
Securities Law
A securities fraud complaint was correctly dismissed, where plaintiffs failed to state a claim that securities sellers fraudulently misrepresented the...
07/09/2002 01-7440

EDELMAN v. TAITTINGER

United States Second Circuit
Civil Procedure, International Law, Securities Law
Because a foreign national temporarily in the United States is subject to being subpoenaed and deposed here as an aid to ongoing securities litigation...
07/08/2002 01-7257

IN RE: PRIMELINE SEC. CORP.

United States Tenth Circuit
Bankruptcy Law, Securities Law
In a liquidation proceeding of a failed broker-dealer, for protection under the Securities Investor Protection Act (SIPA), claimants are not entitled...
07/03/2002 00-3214

CHEN v. NAVARRE CORP.

United States Eighth Circuit
Civil Procedure, Securities Law
Investor action under the Securities Exchange Act and rule 10b-5, alleging that a corporation engaged in fraudulent schemes to inflate stock prices,...
07/01/2002 01-2543

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