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Description Date Docket #

STRATEGIC INCOME FUND, L.L.C. v. SPEAR, LEEDS & KELLOGG CORP.

United States Eleventh Circuit
Civil Procedure, Securities Law
Neither a second amended complaint nor a proposed third amended complaint, both quintessential "shotgun" pleadings, states a claim under sections...
09/23/2002 00-13002

BIREN v. EQUAL. EMERGENCY MED. GROUP, INC.

California Court of Appeal
Corporation & Enterprise Law, Securities Law
The business judgment rule may protect a director who acts, in a mistaken but good faith belief, on behalf of the corporation without obtaining...
09/19/2002 B146586

DE KWIATKOWSKI v. BEAR STEARNS & CO, INC.

United States Second Circuit
Injury & Tort Law, Professional Malpractice, Securities Law
Insufficient evidence supported a finding that a broker undertook any role triggering a duty to volunteer advice and warnings between transactions to...
09/19/2002 01-7112

EBS LITIG. LLC v. BARCLAYS GLOBAL INV., N.A.

United States Third Circuit
Bankruptcy Law, Corporation & Enterprise Law, Securities Law
The statute of limitations in a third party complaint for breach of fiduciary duty and securities violations, in connection with a stock dividend, was...
09/18/2002 01-1864

CAVANAUGH v. U.S. DIST. COURT FOR THE N. DIST. OF CALIFORNIA (BARTON)

United States Ninth Circuit
Civil Procedure, Securities Law
District court improperly disregarded the presumption that plaintiff with the largest financial stake in litigation under the Private Securities...
09/16/2002 01-70772

PARADISSIOTIS v. US

United States Federal Circuit
Constitutional Law, International Law, Property Law & Real Estate, Securities Law
The act of freezing a Libyan government agent's assets in the U.S., including stock options, was not a compensable taking, and the Treasury...
09/13/2002 01-5094

YOUNG v. LEPONE

United States First Circuit
Corporation & Enterprise Law, Securities Law
Dismissal of a federal securities claim was improper where management letters from an accounting firm did not clearly place plaintiff, an investor who...
09/10/2002 01-2622

RESNIK v. SWARTZ

United States Second Circuit
Corporation & Enterprise Law, Securities Law
A corporation's proxy statement was not materially misleading, where neither the corporation nor its directors had any duty to disclose the grant-date...
09/06/2002 01-7140

GERBER v. COMPUTER ASSOC. INT'L, INC.

United States Second Circuit
Commercial Law, Contracts, Corporation & Enterprise Law, Cyberspace Law, Securities Law
Williams Act claims are sufficient as a matter of law where a tender offer commenced on the date that defendant issued a press release announcing an...
09/04/2002 00-9557

HERRMANN HOLDINGS LTD. v. LUCENT TECH., INC.

United States Fifth Circuit
Contracts, Corporation & Enterprise Law, Securities Law
In alleging that a corporation failed to use its "reasonable best efforts" to file a registration statement covering plaintiff's shares, as required...
09/03/2002 01-11424

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