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Description Date Docket #

SHAEV v. SAPER

United States Third Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
Dismissal of a derivative lawsuit under the Securities Exchange Act of 1934, alleging that a proxy statement made false and misleading statements...
02/21/2003 02-2206

IN RE: BANK OF NEW YORK DERIVATAVE LITIGATION

United States Second Circuit
Banking Law, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Securities Law
Where plaintiffs did not hold stock in defendant bank at the time of alleged wrongdoing, they lack standing to bring a derivative lawsuit, even under...
02/14/2003 01-9470

NO. 84 EMPLOYER-TEAMSTER JOINT COUNCIL PENSION TRUST FUND v. AM. W. HOLDING CORP.

United States Ninth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
Shareholders met the pleading requirements under the Private Securities Litigation Reform Act of 1995, in alleging defendants made misleading...
02/13/2003 01-16725

ORACLE CORP. v. FALOTTI

United States Ninth Circuit
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Labor & Employment Law, Securities Law
A former employee was not entitled to vest stock options or to stock-options damages after being terminated from his position, because a stock option...
02/11/2003 01-17316

PALMER PAXTON STOUTT v. BANCO POPULAR DE PUERTO RICO

United States First Circuit
Banking Law, Criminal Law & Procedure, Securities Law
A bank did not commit malicious prosecution when it reported that plaintiff had written a check from an account with insufficient funds, even though...
02/10/2003 01-2275

REGO v. WESTVACO CORP.

United States Fourth Circuit
ERISA, Labor & Employment Law, Securities Law
An ERISA plaintiff's requested specific performance, in the form of the issuance of stock for purported fiduciary breaches, was not fairly...
02/10/2003 02-1336

WIZ TECHNOLOGY, INC. v. COOPERS & LYBRAND LLP

California Court of Appeal
Contracts, Corporation & Enterprise Law, Securities Law
Defendant auditor's resignation was justified by plaintiff's breach of a material condition that required it to hire different counsel for securities...
02/06/2003 B152602

US v. SUMLIN

United States Eighth Circuit
Criminal Law & Procedure, Securities Law
District court did not err in ordering a federal sentence served consecutive to a four-year term imposed by the state of Missouri, after drug...
02/03/2003 02-1559

DEMARIA v. ANDERSEN

United States Second Circuit
Corporation & Enterprise Law, Cyberspace Law, Securities Law
An electronically filed prospectus' inaccurate summary of material contained in printed prospectus could not form the basis for a claim under section...
01/28/2003 01-7505

LC CAPITAL PARTNERS, LP v. FRONTIER INS. GROUP, INC.

United States Second Circuit
Civil Procedure, Insurance Law, Securities Law
Plaintiffs suing for stock fraud were on inquiry notice, based on evident "storm warnings" and related publicly available documents, that started the...
01/28/2003 02-7155

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