all - Opinion Summaries
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Showing Result 141 - 150 of 1736
| Description | Date | Docket # |
|---|---|---|
GAMCO v. VivendiUnited States Second Circuit
Securities Law, Entertainment LawIn a securities fraud case arising from the same set of underlying facts as those in re Vivendi S.A. Securities Litigation, brought by so-called... |
09/27/2016 | 13-1194(L) |
In re Vivendi, S.A. Secs. Litig.United States Second Circuit
Class Actions, Securities Law, Entertainment LawIn a class action securities brought by investors in a French entertainment company, alleging defendant's persistently optimistic representations... |
09/27/2016 | 15-180-cv(L) |
In re American International Group, Inc. Securities LitigationUnited States Second Circuit
Class Actions, Securities LawIn a case case concerning a securities class action settlement agreement alleging violations of federal securities laws, the district court's denial... |
09/20/2016 | 14-4067-cv(L) |
US Sec. & Exchange Comm'n v. JensenUnited States Ninth Circuit
Securities Law, Corp. GovernanceIn an enforcement action filed by the Securities and Exchange Commission (SEC) alleging that the defendants participated in a scheme to defraud... |
08/31/2016 | 14-55221 |
Royal Alliance Associates v. LiebhaberCalifornia Court of Appeal
Securities Law, Dispute Resolution & ArbitrationIn a dispute between a securities trading firm and an investor, the trial court's grant of the investor's petition to vacate an arbitration award... |
08/30/2016 | B264619 |
OFI Asset Management v. Cooper Tire & Rubber Co.United States Third Circuit
Class Actions, Securities Law, Corporation & Enterprise LawIn a securities class action lawsuit, arising after a failed merger between Cooper Tire & Rubber and Apollo Tyres, the district court's dismissal of... |
08/22/2016 | 15-2664 |
Nat'l Credit Union Admin. Bd. v. RBS Securities, Inc.United States Ninth Circuit
Securities LawIn a case brought under the under the Securities Act of 1933 by a liquidating agent for a failed credit union against defendants for making false and... |
08/15/2016 | 13-56620 |
US v. McPhailUnited States First Circuit
White Collar Crime, Securities Law, Criminal Law & ProcedureConviction of securities fraud and conspiring to commit securities fraud under 15 U.S.C. sections 78j(b), 78ff(a), and 18 U.S.C. section 371 is... |
07/27/2016 | 15-2106 |
SRM Global Master Fund Ltd. P'ship v. Bear Stearns Cos.United States Second Circuit
Class Actions, Securities Law, Injury & Tort LawIn a suit brought by a registered private investment fund, asserting that Bear Sterns Companies and its auditors made material misrepresentations in... |
07/14/2016 | 14-507-cv |
Tilton v. SECUnited States Second Circuit
Civil Procedure, Securities Law, Constitutional Law, Administrative LawIn an action brought by investment firms that are defendants in an onging administrative proceeding initiated by the SEC and conducted by an... |
06/01/2016 | 15 2103 |
Results 141 to 150 of 1736