all - Opinion Summaries
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Showing Result 1401 - 1410 of 1736
| Description | Date | Docket # |
|---|---|---|
GEIGER v. SECUnited States DC Circuit
Sanctions, Securities LawPetitioners were properly found to have violated section 5 of the Securities Act by selling or participating in the sale of unregistered securities.... |
04/09/2004 | 03-1062, 03-1063 |
OKERLUND v. USUnited States Federal Circuit
Securities Law, Tax LawCourt of Federal Claims did not err in finding that plaintiffs' tax liabilities should be assessed based on a valuation of $24.36 per share of... |
04/09/2004 | 03-5054 |
MUT. ASSIGNMENT & INDEMNIFICATION CO. v. LIND-WALDOCK & CO.United States Seventh Circuit
Injury & Tort Law, Securities LawDistrict court erred in dismissing this suit, seeking damages arising from the liquidation of assets to satisfy a margin call, on the basis of a... |
04/09/2004 | 03-1854 |
TOOLEY v. DONALDSON, LUFKIN, & JENRETTE, INC.Supreme Court of Delaware
M&A, Securities LawThe concept of "special injury," and the concept that a claim is necessarily derivative if it affects all stockholders equally, are not helpful to a... |
04/02/2004 | 842003 |
BEAM v. STEWARTSupreme Court of Delaware
Securities LawAllegations that Martha Stewart breached her fiduciary duties by illegally selling ImClone stock and by mishandling the media attention that followed... |
03/31/2004 | 501,2003 |
SOUTHLAND SEC. CORP. v. INSPIRE INS. SOLUTIONS INC.United States Fifth Circuit
Corp. Governance, Securities LawDistrict court erred in dismissing allegations that CEO's 1998 statements in connection with the Arrowhead contract announcement violated Securities... |
03/31/2004 | 02-10558 |
DECKER v. ADVANTAGE FUND LTD.United States Ninth Circuit
Bankruptcy Law, Securities LawFraudulent transfer claims were properly dismissed because the action, directed at recovery of corporate stock, would not restore property to the... |
03/29/2004 | 01-17406, 01-17408 |
US v. FRYKHOLMUnited States Seventh Circuit
Asset Forfeiture, Bankruptcy Law, Criminal Law & Procedure, Property Law & Real Estate, Securities LawThe intervening third-party claimant is not a bona fide purchaser for value of defendant's property; when it exchanged its investment in her Ponzi... |
03/25/2004 | 03-1990 |
SEC v. GINSBURGUnited States Eleventh Circuit
Securities LawAs defendant was properly found by the jury to have violated insider trading provisions, the civil penalty is reinstated; the call/trade pattern... |
03/19/2004 | 03-10848 |
BOWEN v. ZIASUN TECHS., INC.California Court of Appeal
Injury & Tort Law, Securities LawBusiness and Professions Code section 17200 does not apply to securities transactions. Summary judgment was properly granted to defendant on claims... |
03/08/2004 | D041142 |
Results 1401 to 1410 of 1736