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Description Date Docket #

BOHAN v. HONEYWELL INT'L, INC.

United States Eighth Circuit
Corporation & Enterprise Law, Labor & Employment Law, M&A, Securities Law
Because it is undisputed that no merger took place, provision of employee stock plan calling for acceleration of benefits in the event of a merger did...
05/03/2004 03-1098

US v. HICKEY

United States Ninth Circuit
Criminal Law & Procedure, Securities Law
Defendant's interlocutory appeals raise no colorable claim under the collateral order doctrine and are dismissed. The order of disgorgement of $1.1...
04/30/2004 02-10197, 02-10204

BLAZ v. BELFER

United States Fifth Circuit
Class Actions, Securities Law
Application of the Securities Litigation Uniform Standards Act to pre-enactment conduct presents no retroactivity concern because the Act regulates...
04/22/2004 03-20575

SOUTHLAND SEC. CORP. v. INSPIRE INS. SOLUTIONS INC.

United States Fifth Circuit
Corp. Governance, Securities Law
District court erred in dismissing allegations that CEO's 1998 statements in connection with the Arrowhead contract announcement violated Securities...
04/20/2004 02-10558

PR DIAMONDS, INC. v. CHANDLER

United States Sixth Circuit
Class Actions, Securities Law
Securities fraud claims brought by investors in the stock of Intrenet, Inc. were properly dismissed. Plaintiffs fail to meet the standards for...
04/20/2004 02-3921

GREENBERG v. CROSSROADS SYS., INC.

United States Fifth Circuit
Class Actions, Securities Law
Plaintiffs may maintain a fraud-on-the-market claim with respect to the statements made by defendant on 24 May 2000, 6 June 2000, 12 June 2000, and 5...
04/14/2004 03-50311

MILLER v. ASENSIO & CO.

United States Fourth Circuit
Remedies, Securities Law
A finding of liability under Rule 10b-5 in a private securities case does not require an award of damages. In a given case, a jury could properly find...
04/14/2004 03-1225

MM&S FIN., INC. v. NAT'L ASS'N OF SEC. DEALERS, INC.

United States Eighth Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
Securities Exchange Act does not create a private right of action against the defendants for violating their own rules and dismissing the...
04/14/2004 03-1404

FONG v. WESTLY

California Court of Appeal
Government Law, Injury & Tort Law, Property Law & Real Estate, Securities Law
Plaintiffs have recovered the full amount allowed for their Berkshire Hathaway shares, sold by the State in 1990 per the Unclaimed Property Law, and...
04/12/2004 C042007

WHX CORP. v. SEC

United States DC Circuit
M&A, Sanctions, Securities Law
The Commission erred in imposing a cease-and-desist order, which prohibits petitioner from committing or causing any future violations of the All...
04/09/2004 03-1196

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