all - Opinion Summaries
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Showing Result 131 - 140 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. HugginsUnited States Second Circuit
White Collar Crime, Securities Law, Sentencing, Criminal Law & ProcedureSentence for wire fraud and conspiracy to commit wire fraud related to defrauding investors in a sham diamond company are vacated and remanded where... |
12/19/2016 | 15-1676-cr |
Bennett v. SECUnited States Fourth Circuit
Securities Law, Constitutional Law, Administrative LawIn an action challenging the constitutionality of the administrative enforcement proceeding brought by the SEC, the court affirms the district court’s... |
12/16/2016 | 15-2584 |
SEC v. SourlisUnited States Second Circuit
Securities LawIn consolidated appeals, filed or reinstated following a remand for final resolution of pending claims in SEC v. Frohling, an enforcement action... |
12/06/2016 | 14-2301-cv(L), 14-2937-cv(XAP), 15-3978-cv |
Salman v. USUnited States Supreme Court
White Collar Crime, Securities Law, Criminal Law & ProcedureIn a case involving the tipper and tippee liability provisions of Section 10(b) of the Securities Exchange Act of 1934 and the Securities and Exchange... |
12/06/2016 | 15-628 |
SEC v. FrohlingUnited States Second Circuit
White Collar Crime, Securities LawIn a case in which defendant was found liable for securities laws violations sections 5 and 17(a) of the Securities Act of 1933, 15 U.S.C. sections... |
12/06/2016 | 13-3191-cv |
Bradley v. ARIAD Pharms., Inc.United States First Circuit
Securities Law, Corporation & Enterprise Law, Corp. GovernanceIn an investor suit against the company and four corporate officers, following a drop in the share price of the company, alleging securities fraud in... |
11/28/2016 | 15-1491 |
Tutor Perini Corporation v. Banc of America Securities LLCUnited States First Circuit
Securities LawIn a dispute that is part of the fallout from the financial system's near meltdown in the late 2000s, alleging state and federal securities fraud in... |
11/21/2016 | 15-1945 |
Lowinger v. Morgan StanleyUnited States Second Circuit
Securities LawIn a complaint asserting claims under the Securities Exchange Act of 1934, 15 U.S.C. section 78p(b), seeking to hold Lead Underwriter-defendants... |
11/03/2016 | 14-3800-cv |
Schueneman v. Arena Pharms., Inc.United States Ninth Circuit
Class Actions, Securities Law, Drugs & BiotechIn a putative securities class action in connection with defendants' public statements about their weight-loss drug, lorcaserin, the District Court's... |
10/26/2016 | 14-55633 |
Local 8 IBEW Retirement Plan & Trust v. Vertex Pharms., Inc.United States First Circuit
Class Actions, Securities Law, Health Law, Drugs & BiotechIn a securities fraud class action complaint brought by past and current employees of a pharmaceutical company that announced interim results of a... |
10/03/2016 | 15-2250 |
Results 131 to 140 of 1736