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Description Date Docket #

MONETTA FIN. SERV. v. SEC

United States Seventh Circuit
Corporation & Enterprise Law, Sanctions, Securities Law
An SEC order finding that defendant, president of an investment company, violated the Investment Advisers Act is reversed where there was insufficient...
11/30/2004 03-3073

ASPEN ADVISORS v. UNITED ARTISTS THEATRE CO.

Supreme Court of Delaware
Corp. Governance, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
The Court of Chancery properly dismissed plaintiff's claims of 1)breach of the express and implied terms of warrants to purchase common stock, and...
11/29/2004 52, 2004

WARING v. AUSTIN

United States Eighth Circuit
Bankruptcy Law, Corporation & Enterprise Law, Securities Law
Bankruptcy court erred in finding that plaintiff-creditor justifiably relied on defendant-debtor's failure to disclose the existence of a lien, as...
11/29/2004 04-6035

MILLER v. NATIONWIDE LIFE INS. CO.

United States Fifth Circuit
Civil Rights, Class Actions, Insurance Law, Securities Law
Plaintiff's suit, alleging defendant improperly charged transaction fees for trades, is dismissed where the Securities Act claim is barred by the...
11/23/2004 03-31114

WILLIAMS v. AFC ENTERPRISES, INC.

United States Eleventh Circuit
Civil Procedure, Securities Law
28 U.S.C. 1447(d) proscribes jurisdiction for appellate review of a remand order, based upon lack of removal jurisdiction, entered in response to a...
11/05/2004 04-10104

MEDIA GENERAL, INC. v. TOMLIN

United States DC Circuit
Corporation & Enterprise Law, M&A, Securities Law
In a suit alleging securities fraud related to a corporate acquisition, summary judgment in favor of defendant is reversed where the materiality of...
10/26/2004 03-7083

NICOLACI v. ANAPOL

United States First Circuit
Bankruptcy Law, Contracts, Corporation & Enterprise Law, Securities Law
In a suit seeking indemnification from liability for a fraudulent stock transfer, the claim is dismissed where an agreement between the parties...
10/21/2004 03-2561

Canel v. Topinka

Array
Asset Forfeiture, Government Law, Securities Law
In a claim for dividends from stock which was presumed abandoned under the Uniform Disposition of Unclaimed Property Act, dismissal of the claim is...
10/07/2004 96755

IFG NETWORK SEC., INC. v. KING

United States Eleventh Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
In a securities fraud case, the district court's order compelling arbitration is affirmed where, under the Code of Arbitration Procedure, plaintiff...
10/06/2004 03-15078

FIRST CAPITAL ASSET MGMT. v. SATINWOOD, INC.

United States Second Circuit
Contracts, Corporation & Enterprise Law, Criminal Law & Procedure, Securities Law
In a suit for breach of a stock-purchase agreement, dismissal of plaintiff's complaint is affirmed where it did not adequately demonstrate a RICO...
09/27/2004 03-7897, 03-7956

Results 1341 to 1350 of 1736

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