all - Opinion Summaries
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Showing Result 1301 - 1310 of 1736
| Description | Date | Docket # |
|---|---|---|
Taylor v. WestlyUnited States Ninth Circuit
Constitutional Law, Securities LawThe Eleventh Amendment does not bar the claims of persons who want to get back stock that was escheated to the state. |
03/29/2005 | 02-16511 |
SEC v. YuenUnited States Ninth Circuit
Administrative Law, Constitutional Law, Corporation & Enterprise Law, Securities LawA district court order, withholding compensation payments to executives of a corporation pursuant to the Sarbanes-Oxley Act, is affirmed over... |
03/22/2005 | 03-56129 |
SCHUSTER v. GARDNERCalifornia Court of Appeal
Constitutional Law, Corporation & Enterprise Law, Securities LawDismissal of plaintiff's shareholder action, arising from alleged management improprieties of officers and directors of a corporation, is affirmed... |
03/03/2005 | D044268 |
R2 INV. LDC v. PHILLIPSUnited States Fifth Circuit
Corporation & Enterprise Law, Securities LawIn an action alleging securities fraud relating to defendant's failure to complete a tender offer to repurchase previously issued notes, judgment in... |
03/02/2005 | 04-10030 |
KRIM v. PCORDER.COM, INC.United States Fifth Circuit
Constitutional Law, Securities LawDismissal of plaintiffs' securities action, alleging that registration statements filed with the SEC were false and misleading under Section 11 of the... |
03/02/2005 | 03-50737 |
CREDIT SUISSE FIRST BOSTON CORP. v. GRUNWALDUnited States Ninth Circuit
Constitutional Law, Dispute Resolution & Arbitration, Securities LawCalifornia's Ethics Standards for neutral arbitrators do not apply to National Association of Securities Dealers arbitrations since the Ethics... |
03/01/2005 | 03-15695 |
HSU v. SEMICONDUCTOR SYS. INC.California Court of Appeal
Contracts, Corporation & Enterprise Law, Securities LawDefendant breached its fiduciary duty with plaintiff-former employee when it transferred plaintiff's shares to shareholders, without authorization,... |
02/17/2005 | A097708, A097974, A098305 |
ROWINSKI v. SALOMON SMITH BARNEY INC.United States Third Circuit
Class Actions, Constitutional Law, Consumer Protection Law, Contracts, Securities LawPlaintiffs' class suit, alleging defendant's dissemination of "biased investment research" breached the parties' services contract, is preempted by... |
02/16/2005 | 03-4762 |
SARKES TARZIAN, INC. v. US TRUST CO.United States Seventh Circuit
Contracts, Corporation & Enterprise Law, Securities LawIn a suit for breach of an oral contract, denial of defendant's motion for judgment as a matter of law is reversed where plaintiff presented no... |
02/14/2005 | 03-2994, 03-3098 |
CREDIT SUISSE FIRST BOSTON v. PITOFSKYCourt of Appeals of New York
Contracts, Dispute Resolution & Arbitration, Labor & Employment Law, Securities LawAn arbitration clause of a privately negotiated employment agreement between a broker-dealer and its registered representative employees supersedes... |
02/10/2005 | 4 |
Results 1301 to 1310 of 1736