United States DC Circuit

Rockies Fund v. Sec. and Exch. Comm'n, 04-1255, 04-1259

Read Rockies Fund v. Sec. and Exch. Comm'n, 04-1255, 04-1259
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Petition for review of a Securities and Exchange Commission (SEC) order sanctioning petitioners under various rules is granted and the SEC order partially vacated where the SEC lacked substantial evidence for its finding of violations and the resulting sanctions.

Appellate Information

Decided 11/15/2005
Published 11/15/2005

Judges

Court