United States DC Circuit

Defendant-SEC's one-year suspension of plaintiff, for recklessly departing from generally accepted auditing standards, is affirmed over plaintiff's claims that the finding was not supported by the evidence and that defendant exceeded its authority in imposing the suspension.

Appellate Information

• Argued 11/23/2004
• Decided 02/08/2005
• Published 02/08/2005

Judges

• Before:  EDWARDS, SENTELLE, and RANDOLPH, Circuit Judges.

Court

• United States DC Circuit

Counsel

• For Appellant:
  
• Charles M. Carberry argued the cause and filed the briefs for petitioner.


• For Appellees:
  
• Michael A. Conley, Senior Special Counsel, Securities and Exchange Commission, argued the cause for respondent.   With him on the brief were Giovanni P. Prezioso, General Counsel, and Eric Summergrad, Deputy Solicitor.  Mark R. Pennington, Assistant General Counsel, entered an appearance.