United States DC Circuit

The Court reversed defendant's denial of plaintiff's right to practice before the SEC, finding that defendant's recklessness standard was unclear at the time of plaintiff's alleged misconduct.

Appellate Information

• Argued 05/20/2004
• Decided 07/16/2004
• Published 07/16/2004

Judges

• Before:  HENDERSON, ROGERS and GARLAND, Circuit Judges.

Court

• United States DC Circuit

Counsel

• For Appellant:
  
• Michael F. Perlis argued the cause for petitioners.   With him on the briefs was Wrenn E. Chais.


• For Appellees:
  
• Michael A. Conley, Attorney, Securities & Exchange Commission, argued the cause for respondent.   With him on the brief were Giovanni P. Prezioso, General Counsel, and Eric Summergrad, Deputy Solicitor.