United States DC Circuit

SEC's review order conclusion was neither arbitrary nor capricious in holding that a securities broker waived any statute of limitations defense under 28 USC 2462.1, by failing to argue the defense in her support.

Appellate Information

• Decided 10/31/2000
• Published 10/31/2000

Judges

• Before:  EDWARDS, Chief Judge, HENDERSON and GARLAND, Circuit Judges.

Court

• United States DC Circuit

Counsel

• For Appellant:
  
• Herbert E. Milstein argued the cause for the petitioner.


• For Appellees:
  
• Hope Hall Augustini, Counsel, Securities and Exchange Commission, argued the cause for the respondent.  David M. Becker, General Counsel, Eric Summergrad, Deputy Solicitor, and Meyer Eisenberg, Deputy General Counsel, Securities and Exchange Commission, were on brief. Jacob H. Stillman, Solicitor, Securities and Exchange Commission, entered an appearance.