United States Ninth Circuit

Reset A A Font size: Print

BOKF, NA v. Estes, 18-15369

In a dispute between a bank and bondholders, held that not every entity that engages in municipal securities dealer activities is a "municipal securities dealer" for purposes of determining whether it is subject to compelled arbitration before the Financial Industry Regulatory Authority.

Appellate Information

  • Decided
  • Published 2019/05/02

Judges

  • Berzon

Court

  • United States Ninth Circuit

Counsel


FindLaw Career Center

    Select a Job Title


      Post a Job  |  Careers Home

    View More