United States Ninth Circuit

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BOKF, NA v. Estes, 18-15369

In a dispute between a bank and bondholders, held that not every entity that engages in municipal securities dealer activities is a "municipal securities dealer" for purposes of determining whether it is subject to compelled arbitration before the Financial Industry Regulatory Authority.

Appellate Information

  • Decided
  • Published 2019/05/02


  • Berzon


  • United States Ninth Circuit


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