United States Ninth Circuit

Held that a 401(k) employee profit-sharing plan's recordkeeper was liable under ERISA for breach of fiduciary duties and self-dealing. Affirmed a summary judgment ruling in relevant part, in an enforcement action brought by the U.S. Department of Labor.

Appellate Information

• Published 2019/04/23

Judges

• Robreno

Court

• United States Ninth Circuit

Counsel