United States Ninth Circuit

Reset A A Font size: Print

SEC v. Stein, 15-55506

Affirmed summary judgment in favor of the Securities and Exchange Commission on its claims that an attorney committed securities fraud while purportedly serving as a company's outside counsel, agreeing with the agency that the attorney's criminal conviction based on the same conduct precluded him from contesting the allegations at issue in the civil case.

Appellate Information

  • Decided
  • Published 2018/10/11


  • Wallace


  • United States Ninth Circuit


FindLaw Career Center

    Select a Job Title

      Post a Job  |  Careers Home

    View More