United States Ninth Circuit

Affirmed summary judgment in favor of the Securities and Exchange Commission on its claims that an attorney committed securities fraud while purportedly serving as a company's outside counsel, agreeing with the agency that the attorney's criminal conviction based on the same conduct precluded him from contesting the allegations at issue in the civil case.

Appellate Information

• Published 2018/10/11

Judges

• Wallace

Court

• United States Ninth Circuit

Counsel