United States Ninth Circuit

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SEC v. Schooler, 16-55167

Held that a financial planner violated federal securities law by defrauding his investors, and that certain general partnership interests he sold qualified as securities under federal law. Affirmed summary judgment in relevant part in favor of the Securities and Exchange Commission.

Appellate Information

  • Decided
  • Published 2018/09/26


  • N.R. Smith


  • United States Ninth Circuit


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