United States Ninth Circuit

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Fleming, Jr. v. The Charles Schwab Corporation, 16-15179

Affirming the district court's dismissal of a putative class action where the Securities Litigation Uniform Standards Act deprived the court of subject matter jurisdiction in a suit against Charles Schwab Corporation by retail customers who alleged a breach of their duties in completing securities trades because the law bars jurisdiction over any claim covered by the Securities Exchange Act.

Appellate Information

  • Argued
  • Submitted
  • Decided
  • Published 2017/12/29




  • United States Ninth Circuit


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