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United States Ninth Circuit


Sec. & Exch. Comm'n v. Ross, 05-35541

An order requiring defendants to disgorge commissions they received through the sale of interests in pay phones being offered by Alpha Telcom, Inc. and related companies is reversed as the district court lacked in personam jurisdiction over defendants.

Appellate Information

  • Argued 02/06/2007
  • Decided 10/15/2007
  • Published 10/15/2007

Judges

  • BYBEE, Circuit Judge:, Before:  D.W. NELSON, ANDREW J. KLEINFELD, and JAY S. BYBEE, Circuit Judges.

Court

  • United States Ninth Circuit

Counsel

  • For Appellant:
  • Ernest Bustos, San Antonio, TX, pro se, as the intervenor-appellant.

  • For Appellees:
  • David R. Zaro, Allen Matkins Leck Gamble & Mallory LLP, Los Angeles, CA, for the receiver-appellee., Christopher Paik, Esq., Securities & Exchange Commission, Washington, DC, for the plaintiff-appellee.
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