United States Ninth Circuit

Substantial evidence supports the SEC's ruling that a C.P.A. violated federal securities laws, rules, and regulations in performing accounting and auditing services for AAC, and sanctions imposed by the SEC were not an abuse of discretion.

Appellate Information

• Argued 12/03/2002
• Decided 09/29/2003
• Published 09/29/2003

Judges

• Before:  FERGUSON, BRUNETTI, and TASHIMA, Circuit Judges.

Court

• United States Ninth Circuit

Counsel

• For Appellees:
  
• Russell Ponce, Pro se, Reno, NV, for the petitioner-appellee., Michael A. Conley, Securities and Exchange Commission, Washington, DC, for the respondent-appellant.