United States Ninth Circuit

Under Federal Rule of Civil Procedure 60(b)(5), a former broker enjoined from selling securities does not justify a lifting of the injunction merely by letting her licenses expire and starting a new line of work.

Appellate Information

• Argued 02/09/2001
• Decided 08/02/2001
• Published 08/02/2001

Judges

• DAVID R. THOMPSON, Circuit Judge:, Before:  PREGERSON, CANBY, and DAVID R. THOMPSON, Circuit Judges.

Court

• United States Ninth Circuit

Counsel

• For Appellees:
  
• Alexandra M. Kwoka,Law Office of Alexandra Kwoka, San Diego, California;  James D. Henderson, Jr., Charles C. Wehner, Wehner & Perlman, Los Angeles, California, for the defendant-appellant., Thomas Karr, Securities and Exchange Commission, Washington, D.C., for the plaintiff-appellee.