United States Fifth Circuit

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In re Living Benefits Asset Management LLC, 18-10510

Held that a contract to provide financial services was voidable because the company had failed to register as an investment adviser, as it was required to do under the Investment Advisers Act. Affirmed a ruling on this question in the company's bankruptcy proceeding.

Appellate Information

  • Decided
  • Published 2019/02/22


  • King


  • United States Fifth Circuit


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