United States Fifth Circuit
In re Living Benefits Asset Management LLC, 18-10510
Held that a contract to provide financial services was voidable because the company had failed to register as an investment adviser, as it was required to do under the Investment Advisers Act. Affirmed a ruling on this question in the company's bankruptcy proceeding.
Appellate Information
- Published 2019/02/22
Judges
- King
Court
- United States Fifth Circuit