United States Fifth Circuit

Defendant's motion to compel arbitration is affirmed where defendants fall within the term "customers" as used in Rule 10301(a) of the NASD Uniform Code of Arbitration and their dispute arose as a result of defendant's activities.

Appellate Information

• Decided 07/28/2004
• Published 07/28/2004

Judges

• DeMOSS, Circuit Judge:, Before DeMOSS, STEWART and PRADO, Circuit Judges.

Court

• United States Fifth Circuit

Counsel

• For Appellant:
  
• William Joseph Boyce, William D. Wood, Jeffrey D. Palmer (argued), Fulbright & Jaworski, Houston, TX, Walter A. Herring, Fulbright & Jaworski, Dallas, TX, for Plaintiff-Appellant.


• For Appellees:
  
• Joel A. Goodman (argued), Goodman & Nekvasil, Clearwater, FL, for Defendants-Appellees.