United States Third Circuit

The facts establish that defendant exercised undirected "authority and control" over plaintiffs' valuable interests in a life insurance policy and therefore functioned as a fiduciary with respect to the plaintiff plan's interests in the that policy.

Appellate Information

• Decided 03/13/2003
• Published 03/13/2003

Judges

• Before: ALITO and FUENTES, Circuit Judges, and OBERDORFER, District Judge.

Court

• United States Third Circuit

Counsel

• For Appellant:
  
• James L. Griffith (Argued), John P. Halfpenny, Steven K. Diliberto, Klett, Rooney, Lieber & Schorling, Philadelphia, PA, for Appellant.


• For Appellees:
  
• Mark D. Bradshaw (Argued), Todd R. Bartos, Stevens & Lee, Harrisburg, PA, for Appellees.