United States Second Circuit

The district court's post-judgment order barring defendant from serving as an officer or director of a public company for ten years, pursuant to section 21(d)(2) of the Securities Exchange Act, is affirmed, where the district court: 1) did not err in relying on the six Patel factors in this case; and 2) reasonably determined that a ten-year ban was warranted.

Appellate Information

• Decided 05/14/2013
• Published 05/14/2013

Judges

• PER CURIAM

Court

• United States Second Circuit

Counsel