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United States Second Circuit


Wachovia Bank v. VCG Special Opportunities Master Fund, Ltd., 10-1648

In an appeal from a judgment of the district court dismissing plaintiffs' action to enjoin a FINRA arbitration proceeding by defendant, judgment is reversed where the court erred in ruling that defendant was a customer of plaintiff and that therefore the FINRA Code of Arbitration Procedure for Customer Disputes supports arbitration.

Appellate Information

  • Decided 10/28/2011
  • Published 10/28/2011

Judges

  • KEARSE

Court

  • United States Second Circuit

Counsel

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