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United States Second Circuit


Rich v. Spartis, 06-1723

Judgment vacating NASD arbitration panel award of damages for brokerage account losses is vacated to allow for clarification as at cannot be determined whether the award of the NASD arbitration panel either exceeded its powers or 15 was in manifest disregard of the law.

Appellate Information

  • Decided 02/08/2008
  • Published 02/08/2008

Judges

  • Before:  MINER, CABRANES, and STRAUB, Circuit Judges.

Court

  • United States Second Circuit

Counsel

  • For Appellant:
  • Culver V. Halliday (Kathryn V. Eberle, on the brief), Stoll, Keenon, & Ogden PLLC, Louisville, KY, for Appellants.

  • For Appellees:
  • Susanna Buergel (Eric S. Goldstein, on the brief), Paul, Weiss, Rifkind, Wharton & Garrison, New York, NY, for Appellees., David I. Greenberger, Liddle & Robinson, New York, NY, for Appellees-Cross-Appellants.
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