United States Second Circuit

Item 10 of SEC Rule 14a-101, which governs proxy statements relating to compensation plans, requires only the disclosure of those securities that could be issued to satisfy an employer's obligation to deliver shares when an option-holder exercises options under its compensation plan.

Appellate Information

• Decided 04/14/2005
• Published 04/15/2005

Judges

• KATZMANN, Circuit Judge., Before:  SOTOMAYOR and KATZMANN, Circuit Judges, and CEDARBAUM, District Judge.

Court

• United States Second Circuit

Counsel

• For Appellant:
  
• Appearing for Plaintiff-Appellant:  A. Arnold Gershon, Esq., New York, NY.


• For Appellees:
  
• Appearing for Defendants-Appellees Paul E. Gray, John F. McDonnell, John M. Shalikashvili, Harry C. Stonecipher, John Biggs, John E. Bryson, Rozanne L. Ridgway, Philip M. Condit, Kenneth M. Duberstein, W. James McNerney, and Lewis E. Platt:  David H. Kistenbroker, Esq., Joel W. Sternman, Esq. (on the brief), Pamela G. Smith, Esq. (on the brief), Theresa L. Davis, Esq. (on the brief), Katten Muchin Zavis Rosenman, New York, NY., Appearing for Defendant-Appellee The Boeing Company:  Barry M. Kaplan, Esq. (on the brief), Douglas W. Greene, Esq. (on the brief), Perkins Coie LLP, New York, NY, Nancy E. Delaney, Esq. (on the brief), Curtis, Mallet-Prevost, Colt & Mosle LLP, New York, NY.