United States Second Circuit

A National Association of Securities Dealers arbitration panel's award, in a claim alleging improprieties in connection with the handling of an investment account, is remanded for clarification as it contains a fundamental mistake of law as to respondeat superior liability.

Appellate Information

• Decided 08/19/2003
• Published 08/19/2003

Judges

• Before:  STRAUB, POOLER, Circuit Judges, HURD, District Judge.

Court

• United States Second Circuit

Counsel

• For Appellees:
  
• Daniel Gildin, (David W. Oppenheimer, on the brief), Kaufmann, Feiner, Yamin, Gildin & Robbins LLP, New York, N.Y. for Petitioner-Appellee., Douglass A. Cooper (Joseph R. Harbeson, on the brief), Ruskin Moscou Faltischek, P.C., Uniondale, New York for Respondent-Appellant Frank James Skelly, III.