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United States Second Circuit


HARRIS TRUST & SAV. BANK v. JOHN HANCOCK MUT. LIFE INS. CO., 01-7608

Defendant's refusal to permit an employer to roll over free funds under a formula different from that called for in a group annuity contract, and refusal to revalue "Liabilities of the Fund," did not constitute a breach of its fiduciary duties under ERISA.

Appellate Information

  • Decided 08/20/2002
  • Published 08/20/2002

Judges

  • MINER, Circuit Judge., Before:  MINER and SACK, Circuit Judges, and BERMAN, District Judge.

Court

  • United States Second Circuit

Counsel

  • For Appellees:
  • Edwin G. Schallert,Debevoise & Plimpton, New York, N.Y. (Donald W. Hawthorne, Frances L. Kellner, Christopher J. Klatell, Debevoise & Plimpton, New York, NY, Howard G. Kristol, Robert M. Peak, Reboul, MacMurray, Hewitt, Maynard & Kristol, New York, NY, of counsel), for Defendants-Appellants., Lawrence Kill, Anderson Kill & Olick, P.C., New York, N.Y. (John B. Berringer, Ann V. Kramer, Anderson Kill & Olick, P.C., New York, NY, Brian C. Lucas, Unisys Pension Plan, of counsel), for Plaintiffs-Appellees.
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