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United States Second Circuit


D'ALESSIO v. NEW YORK STOCK EXCH., INC., 00-9320

The New York Stock Exchange (NYSE) and its officers have absolute immunity from charges of improper interpretations of federal securities laws and the exercise of quasi-governmental powers delegated to the NYSE pursuant to the Securities Exchange Act of 1934.

Appellate Information

  • Argued 05/02/2001
  • Decided 07/19/2001
  • Published 07/19/2001

Judges

  • MESKILL, Circuit Judge:, Before:  MESKILL and KEARSE, Circuit Judges, and SQUATRITO, District Judge.

Court

  • United States Second Circuit

Counsel

  • For Appellant:
  • Dominic F. Amorosa, New York City, for Appellants.

  • For Appellees:
  • Debra M. Torres, New York City (Harvey L. Pitt, Daniel E. Loeb, Fried, Frank, Harris, Shriver & Jacobson, New York City, of counsel), for Appellees.
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