United States First Circuit

The SEC established a substantial likelihood of success in proving that defendants violated anti-fraud provisions of the federal securities laws, thus a preliminary injunction prohibiting further violations of securities law and a freeze against assets was proper.

Appellate Information

• Decided 11/06/2002
• Published 11/06/2002

Judges

• BETTY B. FLETCHER, Senior Circuit Judge., Before TORRUELLA, Circuit Judge, BETTY B. FLETCHER, Senior Circuit Judge, and STAHL, Senior Circuit Judge.

Court

• United States First Circuit

Counsel

• For Appellant:
  
• Donald S. Zakarin,Pryor Cashman Sherman & Flynn LLP, with whom Matthew F. Medeiros, Little, Bulman, Medeiros, & Whitney, P.C. were on brief, for appellant.


• For Appellees:
  
• Mark Pennington, with whom Giovanni P. Prezioso, Meyer Eisenberg, and Eric Summergrad were on brief, for appellees.