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United States First Circuit


DUDLEY SUPERMARKET, INC. v. TRANSAMERICA LIFE INS. & ANNUITY CO., 02-1247

An investment services provider was an ERISA fiduciary, rather than a mere professional service provider with an ancillary relationship to a benefit plan, thus ERISA completely preempts related state law claims.

Appellate Information

  • Decided 08/30/2002
  • Published 08/30/2002

Judges

  • GREENBERG, Senior Circuit Judge., Before BOUDIN, Chief Judge, SELYA, Circuit Judge, GREENBERG, Senior Circuit Judge.

Court

  • United States First Circuit

Counsel

  • For Appellant:
  • James C. Donnelly, Jr. with whom Patricia L. Davidson and Mirick, O'Connell, DeMallie & Lougee were on brief for appellants.

  • For Appellees:
  • Reid A. Evers with whom Kevin M. Dalton and Glovsky & Glovsky were on brief for appellee.
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