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United States Eleventh Circuit


SEC v. Mutual Benefits Corp., 04-14850

Investments in viatical settlement contracts are "investment contracts" within the meaning of the Securities Acts of 1933 and 1934.

Appellate Information

  • Decided 05/06/2005
  • Published 05/06/2005

Judges

  • COX, Circuit Judge:, Before CARNES and COX, Circuit Judges, and MILLS, District Judge.

Court

  • United States Eleventh Circuit

Counsel

  • For Appellant:
  • Michael A. Hanzman, Hanzman & Criden, P.A., Coral Gables, FL, J. Steven Parker, Page Perry, LLC, Atlanta, GA, for Amici Curiae.

  • For Appellees:
  • Marc Cooper, Colson, Hicks, Eidson, Colson & Matthews, Coral Gables, FL, William L. Olsen, Mayer, Brown, Rowe & Maw, LLP, Washington, DC, Bruce A. Zimet, Ft. Lauderdale, FL, Benedict P. Kuehne, Sale & Kuehne, P.A., John M. Hogan, Holland & Knight, LLP, Miami, FL, Lee H. Rubin, Mayer, Brown, Rowe & Maw, LLP, Palo Alto, CA, for Defendants-Appellants., Christopher Paik, SEC, Washington, DC, for Plaintiff-Appellee.
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