United States Eleventh Circuit

District court's order, commanding defendant to comply with the SEC's decision affirming NASD's sanctions against him, is affirmed where the SEC did not bring its own action against defendant but made application to the district court for an order to compel compliance with an SEC order sustaining an NASD disciplinary action.

Appellate Information

• Decided 03/07/2003
• Published 03/10/2003

Judges

• DUBINA, Circuit Judge:, Before DUBINA and BLACK, Circuit Judges, and RYSKAMP, District Judge.

Court

• United States Eleventh Circuit

Counsel

• For Appellees:
  
• James E. Felman,Kynes, Markman & Felman, P.A., Tampa, FL, for Defendant-Appellant., Thomas J. Karr, Melinda Hardy, WM Smith Greig, SEC, Office of the Gen. Counsel, Washington, DC, for Plaintiff-Appellee.