United States Eleventh Circuit
RICCARD v. PRUDENTIAL INS. CO., 01-11373
Because an employer was a member in the National Association of Securities Dealers (NASD) at the time of events giving rise to a disabled former employee's claims, it could insist upon arbitration although not an NASD member at the time the suit was filed. Monetary levy was appropriate to dissuade further baseless filings by plaintiff.
Appellate Information
- Decided 09/24/2002
- Published 09/24/2002
Judges
- CARNES, Circuit Judge:, Before EDMONDSON, Chief Judge, and CARNES and SILER, Circuit Judges.
Court
- United States Eleventh Circuit
Counsel
- For Appellant:
- Robert w. Rasch, Altamonte Springs, FL, for Plaintiff-Appellant.
- For Appellees:
- Michael S. Gugig, Michael H. Barr, Sonnenschein, Nath & Rosenthal, New York City, Alan Harrison Brents, Ralph C. Losey, Katz, Kutter, Haigler, Alderman, Bryant & Yon P.A., Orlando, FL, for Defendant-Appellee.