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United States Eleventh Circuit


COMMODITY FUTURES TRADING COMM'N v. MASS MEDIA MARKETING, INC., 01-13725

Advertisers, not engaged in soliciting or accepting orders for options contracts, were not subject to the Introducing Broker registration and record-keeping requirements of the Commodity Exchange Act, and the Commodity Futures Trading Commission could not impose its rules on them.

Appellate Information

  • Decided 07/22/2002
  • Published 07/22/2002

Judges

  • BIRCH, Circuit Judge:, Before BIRCH and WILSON, Circuit Judges, and DOWD, District Judge.

Court

  • United States Eleventh Circuit

Counsel

  • For Appellant:
  • Nancy R. Page, Washington, DC, for Plaintiff-Appellant.

  • For Appellees:
  • R. Lawrence Bonner, Homer, Bonner & Delgado, P.A., Miami, FL, for Defendants-Appellees.
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