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Court of Appeals of New York


Financial Indus. Regulatory Auth., Inc. v. Fiero, 2

Judgment against defendant securities representative for refusal to pay fines and costs imposed for carrying out a "bear raid" and violating federal securities laws and rules, and summary judgment for plaintiff, is reversed as state courts do not have subject matter jurisdiction over this lawsuit.

Appellate Information

  • Decided 02/07/2008
  • Published 02/07/2008

Judges

Court

  • Court of Appeals of New York

Counsel

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